1. Scope
This policy applies to complaints about QSI activities, personnel, certified clients, audit conduct, certification decisions and the use of certification status.
It also applies to appeals submitted by clients against certification decisions, including refusal, suspension, withdrawal, scope reduction or certification conditions.
2. Complaint handling
Complaints are acknowledged, logged, assigned for review and investigated by personnel who are competent and independent of the subject where practicable.
The complainant is informed of the outcome where confidentiality rules allow disclosure.
- The complaint record identifies the issue, source, dates, investigation owner and outcome.
- Corrective action is opened when the complaint identifies a system failure.
- Complaints about certified clients may require client response, surveillance activity or certification action.
3. Appeals
Appeals are reviewed by personnel not involved in the audit or decision being appealed.
The appellant may submit evidence for consideration. The appeal outcome is recorded and communicated in writing.
4. Confidentiality and non-discrimination
Submission, investigation and decision on complaints or appeals does not result in discriminatory action against the submitter.
Information is handled according to confidentiality commitments unless disclosure is required by law, accreditation rules or public-safety obligation.